About Our Firm

Brokerage / RIA Services

LM Kohn & Company is a dual registered broker/dealer and registered investment adviser headquartered out of Cincinnati, Ohio. Our company's culture is based on the core values of treating all clients, regardless of asset size, with equal levels of respect and humility, and helping individuals and business owners pursue their financial goals. Our team of advisors all across the country share these same core values, and our network of independent financial advisors continues to grow with advisors committed to the values that have been in place since the firm was founded.

As a firm that was founded by an advisor, we know and understand the needs that advisors have. We understand that the landscape of the industry is constantly changing, and we pride ourselves on staying current with any industry trends by providing advisors with the solutions they need to continue to deliver high quality service to their clients.

As a truly independent broker/dealer and RIA, we allow our advisors the freedom and flexibility to run their business the way that they want to. Many of our advisors choose to self-brand, and we provide them with the tools and technology they need to develop, maintain, and grow their business and their brand. Although advisors often feel a sense of freedom when coming on board with us, we also keep a watchful eye to keep them compliant with firm and regulatory standards. Our advisors take solace knowing that they don't have anyone telling them how to run their business, yet they have a firm backing them with the strong track record of regulatory compliance. L.M. Kohn has always worked hard, and will continue to work hard, to ensure that all of our representatives stay within the confines of our industry's ever changing regulatory environment.

L.M. Kohn & Company utilizes independent custodians to offer clearing services. RBC Correspondent Services (RBC CS) acts as our primary custodian, however we also offer TD Ameritrade's platform for RIA services. We have utilized several different FinTech solutions to help our advisors efficiently manage and scale their practice. These vendors include Riskalyze, Redtail, MoneyGuide Pro, Envestnet, Morningstar, CircleBlack, WealthBox, and more.

To learn more please contact us at comments@lmkohn.com or feel free to call our home office at (800) 478-0788.