SEC regulations require that broker-dealer firms disclose to clients information with respect to the broker-dealer’s order handling practices. These regulations require that L.M. Kohn & Company identify the different market centers to which your orders are routed and disclose any material relationship that the Firm may have with that market center, including the receipt of any payment received for sending client orders to that market center.
L.M. Kohn & Company routes orders through our clearing firm, RBC Clearing and Custody. By following the link below, you will be leaving the L.M. Kohn & Company website. You may request hard copies of such disclosures.