The Latest

How to Become an Independent Financial Advisor for Current Advisors

Getting started as a financial advisor has many challenges. Building a viable book of business that will sustain your income, along with establishing your reputation as a qualified professional are...


How to Become an Independent Financial Advisor for Current Advisors

Aug 23, 2022

Getting started as a financial advisor has many challenges. Building a viable book of business that will sustain your income, along with establishing your reputation as a qualified professional are...

How to Become an Independent Financial Advisor

Aug 10, 2022

Being an independent financial advisor has many advantages. Besides the pay structure, which grows as the advisor’s book of business expands, a properly established practice also provides the freedom to...

Introducing VP of Supervision, Robert Chess

Jun 22, 2022

Navigating the ever-changing maze of compliance can be a tedious and tiresome job. However, it is also crucial to the success of independent financial advisors, who often find themselves lacking...

Q&A: How Independent Advisors Can Properly Leverage LinkedIn to Market Their Businesses

May 25, 2022

For over 30 years, L.M. Kohn has helped advisors build their own independent, successful practices. For us, this has meant maintaining a highly skilled and hardworking compliance department with high...

Introducing New Chief Operating Officer, Tim Chon

May 5, 2022

At L.M. Kohn, we are pleased to announce the addition of Tim Chon, COO, to our leadership team. Tim is a performance-driven expert in people and process management and brings...

A Snapshot of the L.M. Kohn Advisor

Mar 30, 2022

A Snapshot of the L.M. Kohn Advisor At L.M. Kohn, we are proud of the dedicated group of individuals that have partnered with us to plant their own flag in...

“Did You Know” these facts about Social Security benefits?

Mar 16, 2022

On January 26, 2022, Elaine Simmons, partner with Social Security Informed, delivered an enlightening presentation to L.M. Kohn reps to inform them how to advise their clients to take full...

From Employee to Entrepreneur: The Benefits of Going Independent

Feb 28, 2022

“I should’ve done this 10 years ago,” said Shelley Norris nostalgically from her desk at the offices of Norris & Co. Wealth Management. “Sometimes you don’t know what you don’t...

The Top Three Reasons Maintaining Compliance is Hard for Financial Advisors

Feb 1, 2022

Financial advisors often find themselves wearing many hats throughout the course of a single workweek. Depending on their specific role, they could be required to devise savings plans for retirement...

Accessibility: Realizing the True Benefits of Joining L.M. Kohn

Dec 7, 2021

L.M. Kohn was founded on three core values that Larry Kohn deemed essential for advisors to thrive in their work; freedom, stability, and last but not certainly not least, accessibility....

Helping Advisors Navigate Compliance: An interview with L.M. Kohn Compliance Manager, Mike Bell

Oct 14, 2021

Achieving success requires an independent financial advisor to wear many hats. Beyond the core duties of maintaining clients’ investment portfolios, at times an independent advisor must also help their clients...

Stability: Realizing the True Benefits of Joining L.M. Kohn

Sep 30, 2021

Larry Andreano is no stranger to change. The L.M. Kohn independent advisor has had an interesting and storied career, marked by many moves, upheavals and career changes before partnering with...

Freedom: Realizing the True Benefits of Joining L.M. Kohn

Aug 31, 2021

Larry Kohn founded L.M. Kohn & Company in 1990 primarily because he saw the need for a change in his industry. He was dissatisfied with the level of control that...

From the Front Lines to the Boardroom: How L.M. Kohn President Carl Hollister Equips His Teams for Success

Jul 27, 2021

One of our primary objectives is to maintain an inventory of tools, knowledge and skills to equip our advisors with the resources they need to perform their jobs successfully. Doing...

What Brokers and Advisors Should Know About Reg BI

Jun 24, 2021

Broker-Dealers are no strangers to the volume of complex rules and standards that regulate the wealth management industry. Maintaining an understanding of and abiding by these rules to ensure compliance...

Considering stepping out on your own? Here’s three reasons to take the leap under the L.M. Kohn umbrella.

Jun 2, 2021

The industry of financial advising does not come without its challenges. Many enter the field with dreams of building a name for themselves by working hard to research and recommend...

Two Trade Agreements Offer Optimism, But Uncertainty Remains

Jan 20, 2020

The United States and China announced a “phase one” trade agreement just before new tariffs were scheduled to go into effect.

Give and Receive with a Charitable Remainder Trust

Jan 20, 2020

Discover how to give a substantial gift to a favorite charity while receiving a flow of income during your lifetime..