The Latest

Helping Advisors Navigate Compliance: An interview with L.M. Kohn Compliance Manager, Mike Bell

Achieving success requires an independent financial advisor to wear many hats. Beyond the core duties of maintaining clients’ investment portfolios, at times an independent advisor must also help their clients...


Helping Advisors Navigate Compliance: An interview with L.M. Kohn Compliance Manager, Mike Bell

Oct 14, 2021

Achieving success requires an independent financial advisor to wear many hats. Beyond the core duties of maintaining clients’ investment portfolios, at times an independent advisor must also help their clients...

Stability: Realizing the True Benefits of Joining L.M. Kohn

Sep 30, 2021

Larry Andreano is no stranger to change. The L.M. Kohn independent advisor has had an interesting and storied career, marked by many moves, upheavals and career changes before partnering with...

Freedom: Realizing the True Benefits of Joining L.M. Kohn

Aug 31, 2021

Larry Kohn founded L.M. Kohn & Company in 1990 primarily because he saw the need for a change in his industry. He was dissatisfied with the level of control that...

From the Front Lines to the Boardroom: How L.M. Kohn President Carl Hollister Equips His Teams for Success

Jul 27, 2021

One of our primary objectives is to maintain an inventory of tools, knowledge and skills to equip our advisors with the resources they need to perform their jobs successfully. Doing...

What Brokers and Advisors Should Know About Reg BI

Jun 24, 2021

Broker-Dealers are no strangers to the volume of complex rules and standards that regulate the wealth management industry. Maintaining an understanding of and abiding by these rules to ensure compliance...

Considering stepping out on your own? Here’s three reasons to take the leap under the L.M. Kohn umbrella.

Jun 2, 2021

The industry of financial advising does not come without its challenges. Many enter the field with dreams of building a name for themselves by working hard to research and recommend...

Two Trade Agreements Offer Optimism, But Uncertainty Remains

Jan 20, 2020

The United States and China announced a “phase one” trade agreement just before new tariffs were scheduled to go into effect.

Give and Receive with a Charitable Remainder Trust

Jan 20, 2020

Discover how to give a substantial gift to a favorite charity while receiving a flow of income during your lifetime..